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Best Practices for Stopping Communication Risk In Its Tracks
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"Best Practices for Stopping Communication Risk In Its Tracks"

New communication tools can open up your firm to risk and prohibition is not prevention. Learn five key practices you should implement now.

Modern communication is so much more than email, including direct messages, social media, and platforms such as Slack and Microsoft Teams. The financial services industry continues to lead the way in integrating new types of communication, but it’s important to stay on top of the new risks these types of tools pose. 

Download this white paper now to get a better understanding of the steps you should take to ensure your organization can avoid compliance violations. You will learn how to create policies that:

  • Ensure everyone has a clear understanding of responsibilities
  • Are proactive and place an emphasis on spotting infractions early
  • Address specific needs of social and mobile communications
  • Encourage more participation in new communication channels

Simply trying to prohibit the use of new communication tools is not enough. Many employees will use them anyway, despite a lack of supervision. Take steps now to protect your firm and your clients!

Offered Free by: Smarsh
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